Description


Job Description:

Key Responsibilities:
Requirement Gathering: Collaborate with business stakeholders, including traders, compliance officers, and operations teams, to elicit and document business requirements for broker dealer projects.
Process Analysis: Conduct thorough analysis of existing business processes, workflows, and systems to identify inefficiencies, gaps, and opportunities for optimization.
Solution Design: Work closely with technical teams to translate business requirements into functional specifications and design solutions that address the needs of the broker dealer business unit.
Project Management: Assist in project planning, resource allocation, and scheduling activities to ensure timely and successful project delivery.
Testing and Quality Assurance: Develop and execute test plans, scenarios, and scripts to validate the functionality and performance of broker dealer systems and applications.
Documentation: Create and maintain comprehensive documentation, including business requirements documents, process flows, user guides, and training materials.
Stakeholder Communication: Facilitate communication and collaboration among project stakeholders, providing regular updates on project status, milestones, and risks.
Compliance and Regulatory Support: Stay informed about regulatory requirements and industry best practices related to broker dealer operations, ensuring that projects adhere to relevant compliance standards.

Qualifications:
Solid understanding of broker dealer business processes, regulations (e.g., FINRA, SEC), and industry trends.
Proven track record of successfully gathering and documenting business requirements, conducting process analysis, and designing solutions.
Strong analytical skills, with the ability to critically evaluate information and data to solve complex problems.
Experience with project management methodologies (e.g., Agile, Waterfall) and tools (e.g., Jira, Microsoft Project) .
Relevant certifications (e.g., CBAP, Series 7) .

Education

Any Graduate